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Industries/Legal & Compliance

Legal & Compliance

Immutable audit receipts, fairness gates, and zero-knowledge proof of compliance

Legal and regulatory workflows require provable fairness, immutable audit trails, and privacy-preserving verification. PrimeSwarm captures every agent decision with cryptographic receipts, fairness gates detect bias using the Four-Fifths Rule, and OnlyState enables zero-knowledge proofs of group membership without exposing individual identities.

Regulated industry pathway

Legal & Compliance is a regulated industry. PrimeSwarm deploys in four phases: Discovery, Build, Deploy, Maintain. We configure the governance stack, write the ONLY Lang scripts, and run the DGV test card suite. You approve every script before it goes live.

Discovery

Week 0. We map your regulatory constraints, infrastructure, and decision workflows.

Build

Weeks 1-4. We configure the gate, write ONLY Lang scripts, and run DGV test cards. You sign off on every script.

Deploy

Week 4-5. We deploy to your VPC or on-prem. You receive a signed verification report.

Maintain

Ongoing. Quarterly reviews, DGV re-verification, script updates. You retain full control.

Why this matters

Counsel cannot defend “the model said so.” They need a refusal that happened before the act, a receipt of state, and a map from claim to regulation.

Safety and legal compliance

Pre-effect refusal and Four-Fifths checks on high-risk decisions. TPNN is the injection defense for legal assistants. DGV is the evidence harness. We do not replace a law firm or a GRC suite.

  • EU AI Act (high-risk mapping). DGV test cards and TDO / receipt packets
  • NIST AI RMF. Govern / Map / Measure language via DGV + PIR gap
  • ISO 42001 (mapping). Claim registry and reproducible evidence
  • Employment / credit fairness. Four-Fifths Rule in PrimeSwarm

Start this month

  • Estate Protect: Node Exposure of Harvey / Copilot / Claude writes
  • HITL on file / send — unresolved cite cannot GREEN
  • DGV verifier bundle and evidence receipts
  • Credit Advisor / hiring-gate pattern

Not yet — we will not sell this

  • · A production caselaw search product (TPNN legal engine is a prototype)
  • · A Harvey / Lexis / Westlaw copilot replacement
  • · Outsourced legal advice

How Our Products Apply

4 products with specific use cases in Legal & Compliance

1

Use Case

Deploy compliance-review agents that evaluate loan applications, hiring decisions, and insurance claims with automatic Adverse Impact Ratio calculation. Every decision produces a cryptographic receipt stored in HelixDB.

Key Benefits

  • Automatic Adverse Impact Ratio calculation using the Four-Fifths Rule
  • Pre-Effect Refusal — biased decisions are blocked before execution, not flagged after
  • Cryptographic audit receipts capture exact agent state at decision time
  • SIEM integration for real-time compliance monitoring in Splunk/Datadog
  • JWT authentication with RBAC for role-based access to sensitive workflows

Use Case

Prove compliance with regulatory group membership requirements without exposing individual identities. ZK-PIR circuits verify membership against a constant-size on-chain state — no databases, no identity arrays.

Key Benefits

  • Zero-knowledge proofs of membership without revealing individual identities
  • O(1) on-chain state — regulatory groups of any size stored as one 16-element array
  • Groth16 proofs verifiable by any third party without trusted setup per verification
  • Immutable on-chain audit trail of group state changes

Use Case

Protect legal AI assistants from prompt injection that could alter legal advice. TPNN's topological constraints ensure that adversarial inputs cannot redirect the model's output outside the valid legal reasoning manifold.

Key Benefits

  • Mathematical guarantee against prompt injection in legal document analysis
  • Output constrained to valid legal reasoning manifold
  • No probabilistic false negatives — defense is structural, not heuristic
4

DGV Verifier

View product →

Use Case

Produce a reproducible evidence packet for an AI-use policy: test cards, SHA-256 receipts, and a claim registry mapped to EU AI Act, NIST AI RMF, and ISO 42001 language.

Key Benefits

  • Self-verification you can hand to counsel — not a rented SOC 2 logo
  • Maps claims to regulation; does not impersonate a notified-body certificate
  • Replayable receipts for “what was tested, when”

Interested in Legal & Compliance?

Tell us about your use case and we will have the right research lead or agent reach out.

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